Company:
Black Swan Group
Location: London
Closing Date: 02/11/2024
Hours: Full Time
Type: Permanent
Job Requirements / Description
Job Title: Compliance Associate
Leading CFD business that offers trading solutions to our clients across the globe. Our focus is on providing a transparent and fair trading environment that enables our clients to make informed trading decisions.
We are seeking a highly motivated and experienced Compliance Associate to join our team. The Compliance associate will be responsible for ensuring that the firm adheres to all relevant regulations and laws governing the CFD industry. The successful candidate will be responsible for developing and implementing policies and procedures to ensure compliance with all applicable regulations, including but not limited to, MiFID II and ESMA regulations.
Develop and implement compliance policies and procedures
Ensure that the firm is in compliance with all relevant laws and regulations
Monitor and assess the effectiveness of the firm's compliance program
Develop and deliver compliance training programs for employees
Conduct compliance reviews and audits
Respond to regulatory inquiries and examinations
Keep abreast of regulatory developments and industry trends
Experience in compliance, preferably within the CFD industry or a similar industry
Knowledge of relevant laws and regulations, including MiFID II and ESMA regulations
CISI Diploma in Investment Compliance) are a plus
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