Senior Compliance Assistant (Financial Services)

Company bonus * Holiday - 25 days + bank holidays * Smart Pension scheme * Phantom share scheme * Private Medical Insurance * Salary sacrifice scheme * Life assurance The Burford Recruitment Company is proud to partner with our client, a prestigious financial services business in Witney, Oxfordshire, in seeking a skilled and experienced Senior Compliance Assistant. This is an exciting opportunity for a highly motivated professional to play a key role in ensuring that the business complies with regulatory requirements and internal policies in the retail financial services sector. Key Responsibilities: * Assist the Compliance Officer in maintaining effective systems and internal controls to mitigate risks such as client losses, errors, irregularities, or fraud. * Monitor business operations to identify weaknesses in internal controls, ensuring prompt remedial action is taken. * Keep track of legislative changes and ensure compliance with all regulatory regimes. * Assist in identifying, investigating, and resolving rule breaches and ensure compliance with reporting requirements. * Provide advice and coaching to employees to support process improvements that align with regulatory standards. * Coordinate the handling of client complaints and contribute to the development of internal systems to meet regulatory obligations. * Conduct an annual review of the Business Continuity Plan (BCP). * Contribute to updating the Procedures Manual and recommend improvements to systems and procedures. * Retain a record of Continuing Professional Development (CPD) and attend relevant working groups. * Ensure compliance with FCA regulations, Anti Money Laundering requirements, and data protection policies. Skills and Knowledge Requirements: * Minimum 4 years of experience in a compliance role within the financial services industry * A strong understanding of FCA regulations, UCITS, and AIFMD regulations. * Knowledge of Risk-Based Compliance Monitoring and FCA Training and Competency rules. * Ideally educated to degree level, with a relevant industry qualification such as CISI Investment Operations Certificate (IOC) or equivalent. Strong industry experience will also be considered. * Strong regulatory awareness and the ability to work under pressure. Please note: This is a fully office based role and you will need to live within a commutable distance to Witney, Oxfordshire (OX28) This is a fantastic opportunity for an experienced compliance professional to further develop their career in a fast-paced, dynamic environment. Apply today to become a key player in ensuring regulatory excellence within this leading financial services organisation