Compliance Assistant

Company bonus * Holiday - 25 days per year plus bank holidays * Increasing to 27 days after 5 years’ service * Smart Pension scheme * Phantom share scheme * Private Medical Insurance * Salary sacrifice scheme * Life assurance The Burford Recruitment Company is delighted to be working with our client, a prestigious financial services business in Witney, Oxfordshire, to find a Compliance Assistant. This is a fantastic opportunity for a driven individual to play a key role in ensuring the company remains compliant with all relevant regulatory frameworks. Key Responsibilities: * Support the Compliance Officer in implementing an effective systems and controls framework to ensure compliance with FCA regulations and other relevant legislation (e.g., Data Protection Act, Proceeds of Crime Act). * Assist in monitoring and reviewing business processes to safeguard against risk, fraud, or irregularities. * Help identify and rectify rule breaches, ensuring all reporting requirements are fulfilled. * Provide advice to employees to ensure process improvements align with regulatory standards. * Coordinate the handling of client complaints, ensuring all responses meet compliance requirements. * Collaborate on the creation and improvement of internal systems to maintain regulatory compliance and enhance operational efficiency * Ensure compliance with Health and Safety requirements and conduct an annual review of the Business Continuity Plan (BCP). Skills & Experience Required: * Minimum of 3 years’ experience in a compliance role * Knowledge of FCA regulations and some monitoring work. * Strong understanding of business processes, standards, and policies within the financial services industry. * A relevant industry qualification such as CISI Investment Operations Certificate (IOC) or equivalent is preferred; strong industry experience will also be considered. * Ability to manage a varied workload and work under pressure within a small team. Please note: This is a fully office based role and you will need to live within a commutable distance to Witney, Oxfordshire (OX28) This is a great opportunity for someone looking to advance their career in compliance, offering competitive salary and excellent professional growth opportunities Apply now to join a dynamic team and make a meaningful impact