Company:
FincSelect
Location: London
Closing Date: 03/11/2024
Hours: Full Time
Type: Permanent
Job Requirements / Description
Location: London, 4 days per week in the office, 1 from home.
We're working with a FinTech that's grown exponentially over the past 5 years. With an IPO on the table and continued global expansion, this really is the place to be in the FinTech world.
Their Markets business is doing exceptionally well, they need a compliance lead as a result. This person will truly be making an impact from day one. You'll be:
- Horizon scanning, policy drafting and implementing new controls
- Regulatory and transaction reporting
- Developing frameworks and proposals for the development of new products
- An escalation point for: G&E, Conduct, Conflict of Interest, Cross Border compliance issues
To find our more, please apply with your CV, outlining the following:
- Strong knowledge of regulations that apply to a MiFID Investment Firm: FSMA2000, MAR, EMIR (essential)
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