Junior Paraplanner

Junior Paraplanner

Salary up to £37-45,000

Hours 9-5 – Hybrid (2 days office)

We are delighted to be recruiting on behalf of a global wealth and succession planning solutions firm, who provide high level service to high net work and ultra-high net worth individuals. Based in Mayfair, you will be supporting the UK sales teams driving excellent service to drive good outcomes.

Duties:

• Support in the ongoing insurance intermediation services
• Service existing clients and partners and address general ad-hoc and technical queries.
• Support the coordination of all aspects of the tailor made, complex financial cross-border solutions until the transactions have been approved and agreed with all stakeholders
• Collaborate closely together with the insurance company in order to service the clients and act as an intermediary for them.
• Supporting the UK Sales team with reviewing existing client files where required ahead of meetings and assisting in identifying opportunities and with following up
• Preparation of annual client reviews as appropriate, supporting the paraplanner conducting the review ensuring that the support is in accordance with FCA regulatory and client suitability requirements.
• Management of annual reviews and responsibility for the progress reporting of the review to Senior Management.
• Assisting where required in the preparation of suitability letters, creating advice sets, illustrations and documentation preparation for AML checks.
• Liaising directly with clients where appropriate and contacting third parties for any additional information that maybe required or to answer third party questions/queries.
• Management and responsibility of the partners, introducers and third-party database ensuring appropriate documentation is completed and Compliance approval received to onboard the third party.
• Responsibility for ensuring that the FCA Record Keeping requirements are adhered to and that client files remain up today and relevant.
• Working efficiently, in line with procedures and processes to tight deadlines to ensure smooth business submissions, high service standards that result in and a good client experience
• Additionally, you will provide support on projects
• Keeping up to date with regulatory changes, relevant legislation, business risks and appropriate CPD requirements.
• Ensuring good conduct, TCF and operating in line with the FCA Consumer Duties requirements.

• The right person for this role will offer around 3 years’ experience within the wealth planning industry and will be working towards FCA level 4 regulated and registered with the CII or equivalent.

  
  

  Salary will depend on experience