Compliance Officer

A global investment bank offering wealth management, investment management, and wholesale banking are now looking to grow further with the addition of a new

Compliance Officer

to join their London compliance team. You role will include providing advisory support and second line challenge to the relevant Corporate Functions on: n Non-Financial Regulatory Reporting (MiFID, EMIR, SFTR, CFTC & SEC);

Wholesale areas covered:

Client Assets; and Management of Third Parties

To provide support and challenge the above areas you will be interpreting the regulation including scope and field analysis.

Supporting the effective implementation of Regulatory Change in partnership with key stakeholders n Participating in periodic compliance risk assessments, identifying gaps within the process, and implementing appropriate second line controls Preparing MI reporting and ensure accurate & timely reporting to all stakeholders Assisting in enhancing the compliance monitoring and testing framework

What do I need?

Previous experience covering Non-Financial Regulatory Reporting or Client Assets or Management of Third Parties within a Compliance function n Knowledge on DORA / PRA SS 22/21 or Cyber Security is of interest Proven experience in assessing and managing risk

If you're considering a new role in your compliance career with at least 2 years experience across Non-Financial Regulatory Reporting, Client Assets or Management of Third Parties within a Compliance function, then please apply today for immediate consideration.