12 MONTHS CONTRACT
Highlighted below are some of the incumbent’s key responsibilities.
? Assist the Compliance team with day-to-day support to the London Business on all regulatory matters.
? Assisting in training the London branch on regulatory changes
? Assisting with regulatory reporting
? Assisting with Compliance Monitoring
Core Responsibilities
? Support the team with compliance monitoring reviews.
? Assist with the completion of regulatory reports,
? Assist with the internal processes relating to breaches and gifts and hospitality.
? Assist with customer complaints handling.
? Assist in collating information/MI for submissions to London committees, Head Office and the UK regulators etc.
? Provide administrative support, creating, reviewing, and updating policies and procedures.
? Assist with the preparation of training material and other presentations as required.
? Assist with financial crime related tasks including payments screening and requests for information (RFIs) as and when required.