Company:
Lutine Bell
Location: London
Closing Date: 07/11/2024
Hours: Full Time
Type: Permanent
Job Requirements / Description
Lutine Bell are currently supporting a rapidly growing Insurer looking to appoint a Compliance Analyst into their 2nd Line of Defence.
Responsibilities:
- Lead on TOBAs, including maintaining the TOBA register, and conducting continuous monitoring.
- Lead on stage one due diligence enquiries received from third parties.
- Coordinate key business stakeholders to ensure completion of Regulatory Returns.
- Coordinate regulatory correspondence and actions.
- Update and conduct reviews of our Conflicts of Interest log.
- Review and completion of the Gifts and Hospitality log.
- Support the production of key Compliance MI.
- Support on the production of Board/Committee papers.
- Coordinating and taking minutes taking at committee and other key meetings.
- Support on regulatory approvals for UK & Belgium
- Support compliance monitoring activities.
- You’ll lead on coordinating our Compliance training, as well as ensuring completion of the required Continuous Professional Development across the business.
Requirements:
- Degree in Law, Finance, Business, or related field.
- Understanding of the regulatory requirements in the UK insurance industry.
- Understanding of the FCA rulebooks.
- Excellent analytical and problem-solving skills.
- Effective communication and interpersonal skills.
- Ability to work both independently and collaboratively in a fast-paced environment.
- Attention to detail and a commitment to upholding ethical standards.
Location: London (hybrid)
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