Regulatory Policy & Advice Consultant

Regulatory Policy & Advice ConsultantWealth ManagementLocation: Remote (UK)Salary: To £55k + benefitsAre you looking for more flexibility?Flexibility to work from home or around other commitments?Or perhaps you’re looking to work condensed hours?Flexibility is what this opportunity is all about. It’s a home-based role with only occasional, fully expensed visits to their Birmingham office (we’re talking quarterly trips).It’s a full-time role but several members of the team work condensed hours if that’s what you’d prefer, working 5 days condensed into 4. The choice is yours.You’ll be responsible for developing regulatory policies, guidelines and processes that the Financial Advisers use to engage clients and complete the advice process. You’ll also work with internal developers and external suppliers to ensure the systems the Advisers use are robust and effective to support advice policy and deliver the advice process efficiently and compliantly.In addition, you’ll perform annual reviews of product providers in line with FCA PROD regulations to ensure the providers are delivering good customer outcomes and fair value for money for clients.You’ll be qualified to Diploma Level 4 as a minimum and have demonstrable Compliance experience within a wealth management environment, with a particularly strong working knowledge of investment products and the associated regulation.Interested?Click apply. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected]. We’ll pick it up from there.