Compliance Manager (FCA Investment Products)

JCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Regulatory Compliance Manager This is a generalist compliance role, Financial Crime sits within another team Role Responsibilities ?Advising the business to help build great investing products that help customers achieve their life goalsMonitor investment products and services, and provide feedback on how they can be enhancedProviding compliance oversight of investing products and processes through monitoring and periodic reviews to ensure they work as planned and deliver good customer outcomesPreparing and maintaining policies and proceduresDesired Experience ?Experience overseeing investment productsDetailed knowledge of UK regulatory requirements for investment products (particularly funds) and a good understanding of MiFID and CASS rulesApply or DM James Carter for more info or to arrange a confidential chat