Surveillance Officer

Surveillance Compliance

Our client is a global investment bank, who are seeking a compliance professional to take on a position in the firm’s markets surveillance function.

Your responsibilities will include:

• Assist in performing daily surveillance of trading to ensure compliance with relevant regulations
• Investigating potential instance of market abuse and rule breaches and product detailed reports highlighting the abusive behaviour
• Play an important part in delivery of a variety of initiatives across surveillance i.e. system testing and implementation
• Help improve current systems and processes.
• Be the point of contact for policies and procedures that impact the surveillance space
• Produce and analyse reports

As a successful applicant you will have:

• Demonstrated experience in the surveillance function of a financial services firm, preferably with experience of the equities markets
• A working knowledge of the relevant FCA rules and regulations.
• Experience in surveillance project delivery.
• Strong attention to detail.
• Have excellent communication skills both verbal and written.

For more information or to apply, please contact the compliance team on 020 33015821 or [email protected]