Company:
Compliance Professionals
Location: London
Closing Date: 04/11/2024
Hours: Full Time
Type: Permanent
Job Requirements / Description
THE COMPANY: Our client is an award-winning investment manager, providing Real Estate funding, Private Equity and is a leading provider of growth capital. They also run an Equities fund. THE RESPONSIBILITIES: Proactively identify and review regulatory developments and changes, pre-emptively assess impact on the Business and its products and services A strong deputy to the Head of Compliance in managing all Compliance activities Identify regulatory issues and concerns, using initiative to recommend and implement remedies to promote better compliance Supporting the Head of Compliance in the on-going maintenance and development of the Group compliance framework, striving to improve policies, procedures, and monitoring in line with regulatory requirements Leading regulatory projects from start to finish with the oversight and guidance of the Head of Compliance Act as a trusted advisor to internal stakeholders on all matters relating to Compliance, adopting a proactive approach to problem solving Work with and build strong relationships with the business operating teams across the Group on all matters relating to Compliance EXPERIENCE REQUIRED: Passionate about financial regulation and compliance, with the ability to motivate others to feel the same A curious and critical thinker who revels in problem solving An expressive and perceptive ‘people’ person who can communicate effectively A conscientious self-starter who takes satisfaction from going above and beyond what they believe might be expected of them For further information please contact Duncan Jeffery
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