Compliance Analyst

Compliance Generalist – Top Tier Investment Manager

A unique and very exciting compliance opportunity has arisen at a top tier global investment manager. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues.

The role will be broad and varied including:

• Providing assistance and support to the business on a day to day basis;
• Implementation of the risk based monitoring programme;
• Reviewing marketing material;
• Conducting compliance related training;
• Assisting with the oversight of personal account dealing and gifts policies;
• Preparing and submitting global position disclosures;
• Identifying and dealing with individual approved persons registrations.

Skill Set Required:

• This role is ideally suited to a graduate in their first compliance role, looking for their next challenge.
• A minimum of 2 years experience is required, gained working for an asset manager or top tier investment bank
• Excellent communication skills, both written and verbal.
• Comes across credibly and professionally.
• Strong team player.

For more information on this role, please contact [email protected]