Company:
Lutine Bell
Location: London
Closing Date: 04/11/2024
Hours: Full Time
Type: Permanent
Job Requirements / Description
Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Analyst on a 12 month FTC. Responsibilities: Provide compliance advisory support to the business in respect of one or more asset classes or business areas, advising on application of applicable regulatory rules including global compliance policies & procedures. Assist in building and managing key relationships with internal and external customers to ensure understanding of Conduct Advisory requirements and activities and the requirement for adherence to policies and procedures. Assist in the formulation and delivery of compliance advice for allocated area and activities, and internal communication materials to support business awareness and understanding. Requirements : Exposure to direct investment management across asset classes. Good understanding of the end-to-end investment process. Good understanding of UK/EU regulation and of compliance and conduct risk within an investment management environment. Very good interpersonal and both report writing and verbal communication skills, including the ability to fully participate with stakeholders and to deliver technical information concerning conduct risk topics in a clear and concise manner. Location: London (hybrid working)
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